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Title: Communication Theories
Description: Notes for communication theories.

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CHAPTER  1:    
THINKING  ABOUT  COMMUNICATION:  DEFINITIONS,  MODELS  AND  
ETHICS  
•   KEY  TERMS:    
o   Communication:  a  social  process  in  which  individuals  employ  
symbols  to  establish  and  interpret  meaning  in  their  environment  
o   Social:  the  notion  that  people  and  interactions  are  part  of  the  
communication  process    
o   Process:  ongoing,  dynamic,  and  unending  occurrence    
o   Symbol:  arbitrary  label  given  to  a  phenomenon    
o   Concrete  symbol:  symbol  representing  an  object  
o   Abstract  symbol:  symbol  representing  an  idea  or  thought  
o   Meaning:  what  people  extract  from  a  message    
o   Environment:  situation  or  context  in  which  communication  occurs  
o   Palo  Alto  team:  a  group  of  scholars  who  believed  that  a  person  
“cannot  not  communicate”  
o   Models:  simplified  representations  of  the  communication  process  
o   Lineal  model  of  communication:  one-­‐‑way-­‐‑view  of  communication  
that  assumes  a  message  is  sent  by  a  source  to  a  receiver  through  a  
channel  
o   Source:  originator  of  a  message  
o   Message:  words,  sounds,  actions,  or  gestures  in  an  interaction  
o   Receiver:  recipient  of  a  message  
o   Channel:  pathway  to  communication  
o   Noise:  distortion  in  channel  not  intended  by  the  source  
o   Semantic  noise:  linguistic  influences  on  reception  of  message  
o   Physical  (external)  noise:  bodily  influences  on  reception  of  
message    
o   Psychological  noise:  cognitive  influences  on  reception  of  message  
o   Physiological  noise:  biological  influences  on  reception  of  message    
o   Interactional  model  of  communication:  view  of  communication  as  
the  sharing  of  meaning  with  feedback  that  links  source  and  
receiver    
o   Feedback:  communication  given  to  the  source  by  the  receiver  to  
indicate  understanding  (meaning)    
o   Field  of  experience:  overlap  of  sender’s  and  receiver’s  culture,  
experiences,  and  heredity  in  communication  
o   Transactional  model  of  communication:  view  of  communication  
as  the  simultaneous  sending  and  receiving  of  messages  

•  

•  

•  

•  

o   Ethics:  perceived  rightness  or  wrongness  of  an  action  or  behavior    
NOTES:  
THE  INTENTIONALITY  DEBATE  
What  “counts”  as  communication?  
o   Differing  views  include:  
§   Only  intentional  acts  are  communicative  
§   A  person  “cannot  not  communicate”  (Palo  Alto  team)  
§   It  is  possible  to  not  communicate,  but  all  interactive  
behavior  is  communication    
Models  of  Communication  
o   Communication  as  action  à  the  linear  model  
o   Communication  as  interaction  à  the  interactional  model  
o   Communication  as  transaction  à  the  transactional  model    
§   Emphasizes  simultaneous  sending  and  receiving  messages  
§   Recognizes  that  sender  and  receiver  build  shared  meaning  
§   Sender  and  receiver  attend  to  verbal  and  nonverbal  
elements  of  a  message  
§   Shared  field  of  experience  is  critical  to  achieving  shared  
meaning    
Ethics  and  communication  
o   Ethics  is  the  perceived  rightness  or  wrongness  of  action  or  
behavior  
o   Ethics  is  essential  to  the  study  of  communication,  particularly  
when  messages  potentially  influence  others  
o   Filed  immersed  in  discussions  of  ethics  and  communication:  
§   Business  and  industry  
§   Religion/faith  
§   Entertainment  
§   Education  
§   Medicine  
§   Politics  
§   Technology    
Ethical  strategies  &  communication  theory  
o   Remain  open  to  being  persuaded  
o   Remain  willing  to  try  out  new  ideas    
o   Accept  that  multiple  perspectives  of  reality  are  likely  
o   Test  tentatively  held  knowledge  
o   Live  with  ambiguity    
o   Evaluate  knowledge  claims  

o   Delve  into  the  explanation,  especially  if  it  is  difficult  to  understand    
•   The  value  of  understanding  communication  theory  
o   Improved  critical  thinking  skills  
o   Appreciation  for  the  richness  of  the  research  
o   Application  to  your  life  experiences  
o   Increased  self-­‐‑awareness  
CHAPTER  2:  
THINKING  ABOUT  THE  FIELD:  TRADITIONS  AND  CONTEXTS  
•   KEY  TERMS  
o   Semiotics:  the  study  of  signs  
o   Phenomenology:  a  personal  interpretation  of  everyday  life  and  
activities  
o   Contexts:  environments  in  which  communication  takes  place  
o   Situational  contexts:  environments  that  are  limited  by  such  
factors  as  the  number  of  people  present,  the  feedback,  the  space  
between  communication  among  others  
o   Intrapersonal  communication:  communication  with  oneself    
o   Self-­‐‑esteem:  the  degree  of  positive  orientation  people  have  about  
themselves  
o   Interpersonal  communication:  face-­‐‑to-­‐‑face  communication  
between  people  
o   Small  group  communication:  communication  among  at  least  three  
individuals  
o   Cohesiveness:  the  degree  of  togetherness  between  and  among  
communicators    
o   Synergy:  the  intersection  of  multiple  perspectives  in  a  small  group    
o   Networks:  communication  patterns  through  which  information  
flows  
o   Roles:  positions  of  group  members  and  their  relationship  to  the  
group  
o   Organizational  communication:  communication  within  and  among  
large,  extended  environments  
o   Hierarchy:  an  organizing  principle  whereby  things  or  people  are  
ranked  one  above  the  other    
o   Hawthorne  experiments:  a  set  of  investigations  that  ushered  in  a    
human  relations  approach  to  organizations    
o   Public  communication:  the  dissemination  of  information  from  one  
person  to  many  others  (audience)    
o   Rhetoric:  a  speaker’s  available  means  of  persuasion    

o   Communication  apprehension:  a  general  sense  of  fear  of  speaking  
before  an  audience    
o   Mass  media:  channels  or  delivery  modes  for  mass  messages  
o   Mass  communication:  communication  to  a  large  audience  via  
various  channels  (radio,  Internet,  television,  etc
...
)    
NOTES  
•   Seven  traditions  
o   Rhetoric    
§   Emphasizes  talk  as  a  practical  art    
§   Reflects  an  interest  in  public  speaking  and  its  societal  
functions  
§   Involves  elements  pertaining  to  language  
§   Acknowledges  audience  appeals    
o   Semiotic  
§   Emphasizes  rethinking  what  is  natural    
§   Involves  the  study  of  signs  
§   Meaning  is  achieved  when  we  share  a  common  language  
§   Values  and  belief  structures  are  passed  down  from  previous  
generations  
o   Phenomenological  
§   Emphasizes  experiencing  otherness  
§   Reflects  the  personal  interpretation  of  everyday  life  and  
activities    
§   Involves  communication  as  attaining  authenticity  
§   Acknowledges  the  impact  of  one’s  biases  
o   Cybernetic  
§   Emphasizes  information  processing  
§   Reflects  communication  as  information  science  
§   Involves  a  broader,  systemic  viewpoint  of  communication  
§   Acknowledges  differing  levels  of  ability  
o   Socio-­‐‑psychological  
§   Emphasizes  causal  linking  

§   Reflects  the  notion  that  behavior  is  influenced  by  one  or  
more  variables  
§   Acknowledges  that  patterns  vary  across  people  but  can  be  
detected  
§   Uses  experimental  research  
o   Socio-­‐‑cultural  
§   Emphasizes  seeing  from  another’s  view  
§   Acknowledges  that  shared  cultural  patterns  and  social  
structures  influence  communication  
§   Involves  viewing  social  order  and  reality  as  co-­‐‑created  
o   Critical    
§   Reflects  a  concern  for  injustice,  oppression,  power,  and  
inequality  
§   Involves  a  critique  of  the  social  order  
§   Acknowledges  the  importance  of  openly  questioning  
assumptions    
•   Seven  contexts  of  communication  
o   Intrapersonal  
§   Communication  with  oneself  
§   Focuses  on  the  role  of  cognition  in  behavior    
§   Includes  imagining,  perceiving,  daydreaming,  and  problem-­‐‑
solving  
§   Includes  attributions  you  make  about  another’s  character  
and  yourself  
§   May  bolster  self-­‐‑esteem    
o   Interpersonal  
§   Face-­‐‑to-­‐‑face  communication  between  people  
§   Investigates  how  various  types  of  relationships  begin,  are  
maintained,  and  dissolve  
§   Sub-­‐‑contexts  include  family,  friendships,  long-­‐‑term  
marriages,  workplace,  etc
...
   
o   Small  group  
§   Three  or  more  people  working  toward  a  common  task-­‐‑
related  purpose  
§   Concerned  with  the  dynamic  nature  of  groups  
§   Disagreement  about  what  number  constitutes  a  small  group  
§   People  are  influenced  by  the  presence  of  others  
§   Networking  and  role  behavior    

o   Organizational  
§   Communication  within  and  among  large,  extended  
environments  
§   Concerned  with  climate,  rules,  personnel,  etc
...
   
o   Public/rhetoric  
§   Dissemination  of  information  from  one  person  to  a  large  
group  
§   Goals  of  public  speaking:  to  inform,  to  entertain,  or  to  
persuade  
§   Early  rhetoric  principles  of  Aristotle  applied  to  texts  of  
speeches  
§   Research  has  shifted  from  textual  analysis  to  analysis  of  
themes  and  issues  
§   Communication  apprehension    
o   Mass/media  
§   Mass  media  refers  to  the  channels  for  mass  messages,  
including  newspapers,  radio,  television,  the  Internet,  etc
...
 trained  scientists  
§   Naïve  scientists  follow  inductive  logic,  relying  on  one/few  
observations  and  generalizing    
§   Trained  scientists  do  not  rush  to  generalize  on  the  basis  of  
too  few  observations  
Reliability  and  validity    
§   Reliability  is  the  ability  to  get  the  same  results  over  time    
§   Validity  refers  to  the  fact  that  the  observation  method  
actually  captures  what  it  is  supposed  to    

 
CHAPTER  6  
COORDINATED  MANAGEMENT  OF  MEANING  
•   KEY  TERMS  
o   Social  construction:  belief  that  people  co-­‐‑construct  their  social  
reality  in  conversations  
o   Social  reality:  a  person’s  beliefs  about  how  meaning  and  action  fit  
within  an  interpersonal  interaction  
o   Personal  meaning:  the  meaning  achieved  when  a  person  brings  
his  or  her  unique  experiences  to  an  interaction    
o   Interpersonal  meaning:  the  result  when  two  people  agree  on  each  
other’s  interpretations  of  an  interaction    
o   Content:  the  conversion  of  raw  data  into  meaning    
o   Speech  act:  action  we  perform  by  speaking  (e
...
,  questioning,  
complimenting,  or  threatening)    
o   Episodes:  communication  routines  that  have  recognized  
beginnings,  middles  and  endings  
o   Punctuate:  how  individuals  interpret  or  emphasize  an  episode  
o   Relationship:  agreement  and  understanding  between  two  people  

o   Enmeshment:  extent  to  which  partners  identify  themselves  as  
part  of  a  system    
o   Life  scripts:  clusters  of  past  or  present  episodes  that  create  a  
system  of  manageable  meanings  with  others    
o   Cultural  patterns:  images  of  the  world  and  a  person’s  relationship  
to  it  
o   Individualism:  prioritizing  personal  needs  or  values  over  the  
needs  or  values  of  a  group  (I-­‐‑Identity)    
o   Collectivism:  prioritizing  group  needs  or  values  over  the  needs  or  
values  of  an  individual  (we-­‐‑identity)    
o   Loop:  the  reflexiveness  of  levels  in  the  hierarchy  of  meaning    
o   Charmed  loop:  rules  of  meaning  are  consistent  throughout  the  
loop    
o   Strange  loop:  rules  of  meaning  change  within  the  loop    
o   Coordination:  trying  to  make  sense  of  message  sequencing    
o   Resources:  stories,  symbols,  and  images  that  people  use  to  make  
sense  of  their  world    
o   Constitutive  rules:  organize  behavior  and  help  us  to  understand  
how  meaning  should  be  interpreted  regulative  rules:  guidelines  
for  people’s  behavior  
o   Unwanted  repetitive  patterns  (URPs):  recurring,  undesirable  
conflicts  in  a    relationship    
NOTES  
•   CDT  as  a  glance  
o   Cognitive  dissonance  is  the  feeling  of  discomfort  resulting  from  
inconsistent  attitudes,  thoughts  and  behaviors  
o   People  are  motivated  to  reduce  dissonance  and  will:  
§   Ignore  opposing  viewpoints  
§   Change  their  beliefs  to  match  their  actions  (or  vice  versa)  
§   Seek  reassurances  after  making  a  difficult  decision    
•   Principles  of  consistency  theories  
o   Mind  is  intermediary  between  stimulus  and  response  
o   New  stimuli  are  organized  into  a  pattern  with  other  previously  
encountered  stimuli  
o   If  the  new  stimulus  is  inconsistent,  then  people  feel  discomfort  
•   Types  of  cognitive  relationships  
o   Constant  relationships  
§   Belief  that  fitness  is  important/working  out  regularly  
o   Dissonant  relationships  

•  

•  

•  

•  

•  

•  

§   Practicing  Catholic/belief  in  a  woman’s  right  to  choose  
abortion  
o   Irrelevant  relationships  
§   Belief  that  the  speed  limit  should  be  raised/belief  that  
women  should  have  equal  rights    
Assumptions  of  CDT  
o   Human  beings  desire  consistency  
o   Dissonance  is  created  by  psychological  inconsistencies  
o   Dissonance  is  an  aversive  state  that  drives  people  to  action  
o   Dissonance  motivates  efforts  to  achieve  consonance    
Concepts  and  processes  
o   Magnitude  of  dissonance  is  the  quantitative  amount  of  discomfort  
felt  
o   Magnitude  of  dissonance  is  influenced  by  three  factors:  
§   Degree  of  importance  of  the  issue  
§   Dissonance  ratio  
§   Rationale  to  justify  the  inconsistency    
Magnitude  of  dissonance:  importance  
o   Degree  of  importance  is  how  significant  the  issue  is  to  a  person  
§   Contradictory  cognitions  that  are  related  to  issues  of  less  
importance  create  less  dissonance  (and  vice  versa)  
Magnitude  of  dissonance:  ratio  
o   Dissonance  ratio  is  the  amount  of  dissonance  cognitions  relative  
to  consonant  ones  
§   If  more  of  the  relevant  cognitions  are  consistent  with  each  
other  and  outnumber  the  few  dissonant  ones,  there  will  be  
less  dissonance  felt  (and  vice  versa)    
Magnitude  of  dissonance:  rationale  
o   Rationale  is  the  ease  with  which  inconsistencies  can  be  explained  
or  justified  
§   The  easier  it  is  to  explain  or  justify  why  the  contradiction  
exists,  the  less  dissonance  that  will  be  felt  (and  vice  versa)  
Concepts  and  processes  
o   Techniques  to  cope  with  dissonance:  
§   Reduce  the  importance  of  dissonant  beliefs  
§   Add  to  our  consonant  beliefs  
§   Eliminate  the  dissonance  
o   Cognitive  dissonance  and  perception  
§   People  will  avoid  information  that  increases  dissonance  

§   Selection  process  helps  avoid  dissonant  information  
•   Selective  exposure  
•   Selective  attention  
•   Selective  interpretation  
•   Selective  retention  
o   Minimal  justification  is  offering  the  least  amount  of  incentive  
necessary  to  obtain  compliance  
o   Minimal  justification  requires  more  change  on  a  person’s  part  to  
reduce  dissonance    
o   $1/$20  experiment  (Festinger  &  Carlsmith,  1950)  
•   CDT  and  Persuasion  
o   Much  of  CDT  research  focuses  on  persuasion  and  decision  making  
o   Studies  focused  on  buyer’s  remorse  
§   Automobile  purchases  
§   Gambling    
§   Quitting  smoking    
o   Researchers  studied  a  cult  using  CDT  
§   Festinger,  Riecken,  &  Schachter  (1956)  
§   Researchers  joined  and  observed  the  cult  
§   Cult  leaders  developed  new  justifications  to  assuage  
dissonance  when  predicted  events  did  not  occur,  which  in  
turn  strengthened  beliefs    
o   Research  on  the  relationship  of  dissonance  and  communication  
strategies  
§   Family  communication  
•   Integration  
o   Communication  tradition  
§   Socio-­‐‑psychological  
o   Communication  context  
§   Intrapersonal  
o   Approach  to  knowing  
§   Positivist/empirical    
•   Evaluating  CDT  
o   Utility  
§   CDT  may  not  explain  behavior  as  well  as  other  frameworks  
•   Biased  scanning  
§   Conceptual  fuzziness  
•   Self-­‐‑concept;  impression  management  
§   Self-­‐‑perception  and  self-­‐‑affirmation  may  motivate  behavior    

§   CDT  may  need  some  refinements  
•   Need  more  clarity  about  conditions  under  which  
dissonance  leads  to  change  
•   Should  study  the  influence  of  group  membership  
•   Cannot  predict  outcomes  well  because  of  multiple  
ways  to  reduce  dissonance  
•   Does  not  address  individuals’  differences  in  tolerance  
for  dissonance    
o   Testability  
§   Difficult  to  disprove  because  not  acting  can  be  explained  as  
a  result  of  insufficient  dissonance,  rather  than  the  theory  
being  inaccurate    
CHAPTER  8  
UNCERTAINTY  REDUCTION  THEORY  
KEY  TERMS  
•   Prediction:  the  ability  to  forecast  one’s  own  and  others’  behavioral  
choices  
•   Explanation:  the  ability  to  interpret  the  meaning  of  behavioral  choices  
•   Cognitive  uncertainty:  degree  of  uncertainty  related  to  cognitions  
•   Behavioral  uncertainty:  degree  of  uncertainty  related  to  behaviors  
•   Self-­‐‑disclosure:  personal  messages  about  the  self  disclosed  to  another    
•   Entry  phase:  the  beginning  stage  of  an  interaction  between  strangers  
•   Personal  phase:  the  stage  in  a  relationship  when  people  begin  to  
communicate  more  spontaneously  and  personally  
•   Exit  phase:  the  stage  in  a  relationship  when  people  decide  whether  to  
continue  or  leave    
•   Axioms:  truisms  drawn  from  past  research  and  common  sense  
•   Reciprocity:  communication  that  mirrors  the  previous  communication  
behavior    
•   Theorems:  theoretical  statements  derived  from  axioms,  positing  a  
relationship  between  two  concepts    
•   Passive  strategies:  reducing  uncertainties  by  unobtrusive  observation  
•   Active  strategies:  reducing  uncertainties  by  means  other  than  direct  
contact  
•   Interactive  strategies:  reducing  uncertainties  by  engaging  in  
conversation    
•   Reactivity  searching:  a  passive  strategy  involving  watching  a  person  
doing  something  

•   Disinhibition  searching:  a  passive  strategy  involving  watching  a  
person’s  natural  or  uninhibited  behavior  in  an  informal  environment    
•   Relational  uncertainty:  a  lack  of  certainty  about  the  future  and  status  of  
a  relationship    
•   Low-­‐‑context  cultures:  cultures,  like  the  United  States,  where  most  of  the  
meaning  is  in  the  code  or  message  
•   High-­‐‑context  cultures:  cultures,  like  Japan  where  the  meaning  of  a  
message  is  in  the  context  or  internalized  in  listeners  
•   Uncertainty  avoidance:  an  attempt  to  avoid  ambiguous  situations  
NOTES  
URT  at  a  Glance  
•   When  strangers  meet,  their  primary  focus  is  reducing  their  level  of  
uncertainty    
•   Uncertainty  is  uncomfortable  
•   Individuals  make  predictions  in  order  to  explain  the  outcomes  of  an  
interaction    
Introduction  
•   A  primary  goal  of  persons  in  initial  interactions  is  to  increase  their  
ability  to  predict  and  explain  one  another’s  behavioral  choices  
•   Prediction  is  the  ability  to  forecast  one’s  own  and  others’  choices  
•   Explanation  is  the  ability  to  interpret  the  meaning  of  behavioral  choices  
•   Uncertainty  exists  whenever  the  number  of  possible  alternatives  is  high,  
and  their  likelihood  relative  equal    
•   Types  of  uncertainty  
o   Behavioral  
o   Cognitive    
o   Affected  by  self-­‐‑disclosure  
•   Uncertainty  reduction  has  
o   Proactive  processes  
o   Retroactive  processes  
Concepts  Related  to  Uncertainty  
•   Verbal  output  
•   Nonverbal  warmth  
•   Information  seeking    
•   Self-­‐‑disclosure  
•   Reciprocity  of  disclosure    
•   Similarity    
•   Liking    

Assumptions  of  URT  
•   People  experience  uncertainty  in  interpersonal  settings,  which  
generates  cognitive  stress  
•   When  strangers  meet,  their  primary  concern  is  to  reduce  their  
uncertainty  and  increase  predictability    
•   Interpersonal  communication  is  a  developmental  process  that  occurs  in  
stages,  and  it  is  the  primary  means  of  uncertainty  reduction    
•   The  quantity  and  nature  of  information  that  people  share  changes  
through  time    
•   It  is  possible  to  predict  people’s  behavior  in  a  law-­‐‑like  fashion    
Axioms  of  URT  
•   Axioms  are  truisms  drawn  from  past  research  and  common  sense  
o   Axioms  are  the  foundation  of  URT  
o   Require  no  further  proof;  must  be  accepted  as  valid  
o   Indicate  the  relationship  between  uncertainty  and  other  concepts  
•   Negative  relationship  between  uncertainty  and  verbal  communication  
•   Negative  relationship  between  uncertainty  and  nonverbal  affiliate  
expressiveness  
•   Positive  relationship  between  uncertainty  and  information-­‐‑seeking  
behavior  
•   Negative  relationship  between  uncertainty  and  levels  of  intimacy    
•   Positive  relationship  between  uncertainty  and  rate  of  reciprocity  
•   Negative  relationship  between  uncertainty  and  similarities  between  
people  
•   Negative  relationship  between  uncertainty  and  liking    
Theorems  of  URT  
•   Theorems  are  theoretical  statements  derived  from  axioms,  positing  a  
relationship  between  two  concepts  
o   All  axioms  were  combined  to  create  twenty-­‐‑one  theorems    
o   If  A  is  related  to  B,  and  B  is  related  to  C,  then  A  must  be  related  to  
C  
Additional  Axioms  of  URT  
•   Negative  relationship  between  uncertainty  and  interaction  with  social  
networks  
•   Negative  relationship  uncertainty  and  communication  satisfaction    
Expansions  of  URT  
•   Antecedent  conditions  when  one  seeks  to  reduce  uncertainty:  
o   Potential  to  reward  or  punish  

o   Deviation  from  expectations  
o   Anticipation  of  future  interactions    
•   Strategies  to  reduce  uncertainty  
•   Berger  (1995)  posited  three  tactics  
o   Passive  
§   Reactivity  searching  
§   Disinhibition  searching  
o   Active  
o   Interactive  
•   Emmers  and  Canary  (1996)  added  another  
o   Uncertainty  acceptance  in  established  relationships    
•   Uncertainty  in  developed  relationships  
o   Can  be  functional  in  developed  relationships  
o   In  established  relationships,  can  lead  to  more  negative  
conversation  evaluation    
o   When  uncertainty  increases,  so  does  motivation  to  reduce  it    
o   Social  networks  can  provide  information  about  a  relational  
partner    
o   Relational  uncertainty  about  future,  status  
§   For  example,  in  long-­‐‑distance  relationships    
•   Social  media  
o   Online  information  seeking  uses  different  strategies  than  face-­‐‑to-­‐‑
face  communication    
o   Extractive  strategies  use  online  searches  to  obtain  information  
o   Online  disclosures  do  not  need  to  be  symmetrical  
o   Online  information  seeking  may  use  triangulation,  comparing  a  
person’s  self-­‐‑disclosure  with  information  in  the  public  record    
•   Intercultural  context  
o   Uncertainty  varies  across  cultures  
§   In  Japan,  Korea,  and  the  U
...
,  attraction  reduces  uncertainty  
in  relationships    
§   Frequency  of  communication  predicts  uncertainty  in  low-­‐‑
context  cultures  only  
§   URT  does  not  apply  within  the  African  American  community    
•   Other  contexts  
o   Mass  communication  
o   Workplace    
Integration  
•   Communication  tradition  

o   Socio-­‐‑psychological  
•   Communication  contexts  
o   Intrapersonal  
o   Interpersonal  
•   Approach  to  knowing    
o   Positivist/empirical      
Evaluating  URT  
•   Utility  
o   UR  may  not  be  primary  concern;  rather,  maximizing  relational  
outcomes  
o   Validity  issues,  especially  with  third  axiom:  want  knowledge,  not  
lacking  in  it  
•   Heurism  
o   Integrated  into  research  in  a  variety  of  communication  contexts  
 
CHAPTER  9  
SOCIAL  EXCHANGE  THEORY  
KEY  TERMS  
•   Costs:  elements  of  relational  life  with  negative  value    
•   Rewards:  elements  of  relational  life  with  positive  value    
•   Outcome:  whether  people  continue  in  a  relationship  or  terminate  it    
•   Comparison  level  (CL):  a  standard  for  what  a  person  thinks  he  or  she  
should  get  in  a  relationship    
•   Comparison  level  for  alternatives  (CLalt):  how  people  evaluate  a  
relationship  based  on  what  their  alternatives  to  the  relationship  are  
•   Behavioral  sequences:  a  series  of  actions  designed  to  achieve  a  goal  
•   Power:  the  degree  of  dependence  a  person  has  on  another  for  outcomes  
•   Fate  control:  the  ability  to  affect  a  partner’s  outcomes  
•   Behavioral  control:  the  power  to  change  another’s  behavior  
•   Given  matrix:  the  constraints  on  your  choices  due  to  the  environment  
and/or  your  own  skill  levels    
•   Effective  matrix:  the  transformation  you  are  able  to  make  to  your  given  
matrix,  by  learning  a  new  skill,  for  example  
•   Dispositional  matrix:  the  beliefs  you  have  about  relationships    
•   Direct  exchange:  an  exchange  where  two  people  reciprocate  costs  and  
rewards  
•   Generalized  exchange:  an  exchange  where  reciprocation  involves  the  
social  network  and  isn’t  confined  to  two  individuals    

•   Productive  exchange:  an  exchange  where  both  partners  incur  costs  and  
benefits  simultaneously    
NOTES  
SET  at  a  Glance  
•   Major  force  in  interpersonal  relationships  is  the  satisfaction  of  both  
people’s  self-­‐‑interest  
•   Self-­‐‑interest  can  enhance  relationships  
•   Interpersonal  relationships  are  similar  to  economic  exchanges    
Introduction  
•   People  evaluate  their  relationships  in  terms  of  costs  and  rewards  
•   Rewards  –  costs  =  worth  of  a  relationship    
•   Context  indicates  whether  something  is  a  reward  or  cost    
•   All  relationships  require  some  time  and  effort  from  the  parties  involved    
•   Worth  of  a  relationship  predicts  its  outcome    
•   Marketplace  metaphor  and  social  exchange    
Assumptions  of  SET  
•   Assumptions  about  human  nature  
o   Humans  seek  reward  and  avoid  punishments    
o   Humans  are  rational  beings  
o   The  standards  that  humans  use  to  evaluate  costs  and  rewards  
vary  overtime  and  from  person  to  person    
•   Assumptions  about  the  nature  of  relationships  
o   Relationships  are  interdependent    
§   Game  theory    
§   The  Prisoner’s  Dilemma    
o   Relational  life  is  a  process  
Evaluation  of  a  Relationship    
•   Types  of  comparisons  for  evaluating  relationships:  
o   Comparison  level  (CL)  represents  what  a  people  think  they  should  
get  in  a  relationship    
o   Comparison  level  for  alternatives  (CLalt)  is  how  people  evaluate  a  
relationship  based  on  what  their  alternatives  to  the  relationship  
are  
How  Outcome,  CL  and  CLalt  Affect  the  State  of  a  Relationship    
•   Relative  Value:  O,  CL,  CLalt  à  State  of  the  Relationship    
o   Outcome  >  CL  >  CLalt  à  Satisfying  and  stable    
o   Outcome  >  CLalt  >  CL  à  Satisfying  and  stable    
o   CLalt  >  CL  >  Outcome  à  unsatisfying  and  unstable    

o   CLalt  >  Outcome  >  CL  à  satisfying  and  unstable    
o   CL  >  CLalt  >  Outcome  à  unsatisfying  and  unstable    
o   CL  >  Outcome  >  Clalt  à  unsatisfying  and  stable    
Exchange  Patterns  
•   People  adjust  their  behaviors  in  a  relationship    
o   Assume  people  are  driven  to  achieve  goals  in  their  interactions  
with  others  
o   Behavioral  sequences  
•   Patterns  of  exchange  allow  individuals  to  cope  with:  
o   Power  differentials  
o   Costs  associated  with  exercising  power  
•   Types  of  matrices  describe  exchange  patterns  
o   Given  matrix  
o   Effective  matrix  
o   Dispositional  matrix  
Exchange  Structures  
•   Forms  of  exchanges  within  the  matrices  
o   Direct  exchange  
o   Generalized  exchange  
o   Productive  exchange    
Integration  
•   Communication  tradition  
o   Socio-­‐‑psychological    
•   Communication  contexts  
o   Intrapersonal    
o   Interpersonal    
•   Approach  to  knowing  
o   Positivist/empirical    
Evaluating  SET  
•   Scope  
o   Failure  to  focus  on  the  importance  of  group  solidarity    
•   Utility  
o   View  of  humans  as  rational  calculators  of  relationships  has  been  
questioned    
o   People  may  not  be  as  self-­‐‑interested  as  SET  implies    
•   Testability  
o   Costs  and  rewards  are  not  clearly  defined    
•   Heurism  

o   Generated  a  great  deal  of  diverse  research    
 
CHAPTER  10  
SOCIAL  PENETRATION  THEORY  
KEY  TERMS  
•   Social  penetration:  process  of  bonding  that  moves  a  relationship  from  
superficial  to  more  intimate  
•   Trajectory:  pathway  to  closeness  
•   Depenetrate:  slow  deterioration  of  relationship  
•   Transgression:  a  violation  of  relational  rules,  practices,  and  expectations  
•   Self-­‐‑disclosure:  purposeful  process  of  revealing  information  about  
oneself    
•   Stranger-­‐‑on-­‐‑the-­‐‑train:  revealing  personal  information  to  strangers  in  
public  places  
•   Public  image:  outer  layer  of  a  person;  what  is  available  to  others  
•   Reciprocity:  the  return  of  openness  from  one  person  to  another  
•   Breadth:  number  of  topics  discussed  in  a  relationship    
•   Breadth  time:  amount  of  time  spent  by  relational  partners  discussing  
various  topics  
•   Depth:  degree  of  intimacy  guiding  topic  discussion    
•   Reward/cost  ratio:  balance  between  positive  and  negative  relationship  
experiences    
•   Orientation  stage:  stage  of  social  penetration  that  includes  revealing  
small  parts  of  ourselves    
•   Exploratory  affective  exchange  stage:  stage  of  social  penetration  that  
results  in  the  emergence  of  our  personality  to  others  
•   Affective  exchange  stage:  stage  of  social  penetration  that  is  spontaneous  
and  quite  comfortable  for  relational  partners  
•   Personal  idioms:  private,  intimate  expressions  stated  in  a  relationship    
•   Stable  exchange  stage:  stage  of  social  penetration  that  results  in  
complete  openness  and  spontaneity  for  relational  partners    
•   Dyadic  uniqueness:  distinctive  relationship  qualities    
NOTES  
SPT  at  a  Glance    
•   Developed  to  understand  the  relational  closeness  between  two  people  
•   Interpersonal  relationships  evolve  gradually  and  predictably    
•   Superficial  relationships  progress  to  intimate  relationships  through  self-­‐‑
disclosure    

•   Self-­‐‑disclosure  leads  to  more  intimate  relationships  and  vulnerability    
Introduction    
•   Social  penetration  is  the  process  of  bonding  that  moves  a  relationship  
from  superficial  to  more  intimate    
o   Includes  verbal,  nonverbal,  and  environmentally  oriented  
behaviors    
•   Dimensions  of  intimacy:  
o   Physical    
o   Intellectual    
o   Emotional  
o   Shared  activities    
•   Discussions  about  social  penetration  began  in  the  1960s  and  1970s  
when  open  and  candid  communication  was  highly  valued    
Assumptions  of  SPT  
•   Relationships  progress  from  nonintimate  to  intimate  
•   Relational  development  is  generally  systematic  and  predictable    
•   Relational  development  includes  depenetration  and  dissolution    
o   Relationships  can  experience  transgressions  
•   Self-­‐‑disclosure  is  that  the  core  of  relationship  development    
o   Strategic  (planned)  disclosures  
o   Nonstrategic  (spontaneous)  disclosures    
“Tearing  Up”  the  Relationship    
•   Onion  analogy  represents  various  aspects  of  an  individual’s  personality    
o   Outer  layer  represents  the  public  image    
o   Central  layers  represent  aspects  of  the  self-­‐‑revealed  through  self-­‐‑
disclosure    
Self-­‐‑Disclosure  
•   Reciprocity  refers  to  the  process  whereby  one  person’s  openness  leads  
to  another’s  openness  
•   Dimensions  of  self-­‐‑disclosure:  
o   Breadth    
o   Depth    
•   As  relationships  move  toward  intimacy,  the  breadth  and  depth  of  
disclosure  increases    
•   The  greater  the  depth  of  disclosure,  the  greater  the  feeling  of  
vulnerability  
•   Self-­‐‑disclosure  in  relationships  is  a  result  of  trust  

•   Too  much  inappropriate  disclosure  may  result  in  relationship  
dissolution    
A  Social  Exchange:  Relational  Costs  and  Rewards  
•   Relationships  can  be  viewed  as  the  exchange  of  rewards  and  costs  
•   A  reward/cost  ration  is  calculated  and  analyzed  to  determine  if  a  
relationship  is  more  positive  or  negative    
Stages  of  the  Social  Penetration  Process  
•   Stage  1:  Orientation  
o   Reveal  small  parts  of  ourselves  
o   Public  level  
o   Communication  is  superficial    
o   Norms  of  appropriateness  are  followed  
•   Stage  2:  Exploratory  Affective  Exchange  
o   Aspects  of  one’s  personality  emerge  
o   Some  private  aspects  become  public  
o   More  spontaneous  communication  
o   More  nonverbal  communication  
o   Common  with  casual  acquaintances  
•   Stage  3:  affective  exchange  
o   Spontaneous  and  comfortable  communication    
o   Individuals  make  quick  decisions  about  communication  
o   Personal  idioms  used  
o   Positive  and  negative  exchanges  are  possible  
o   Common  between  close  friends  and  intimate  partners  
•   Stage  4:  stable  exchange  
o   Complete  openness  and  spontaneity    
o   Partners  are  highly  intimate  and  synchronized    
o   Fewer  misinterpretations  
o   Distinctive  relationship  quantities  emerge  
o   Few  relationships  reach  this  stage    
Integration  
•   Communication  tradition  
o   Socio-­‐‑psychological  
•   Communication  context  
o   Interpersonal    
•   Approach  to  knowing  
o   Positivist/empirical    
Evaluating  SPT  

 
 

•   Scope  
o   Self-­‐‑disclosure  is  too  narrowly  interpreted  
o   View  of  relationship  development  is  too  linear  
o   A  relationship  is  more  than  self-­‐‑disclosure  
o   View  of  relationship  disengagement  is  too  linear  
•   Heurism  
o   SPT  has  yielded  hundred  of  studies  
o   Various  types  of  relationships  have  been  studied    
§   Families  
§   Teachers  
§   Marriages  
§   Physician-­‐‑patient  
o   Effects  of  culture  on  the  penetration  process  
CHAPTER  11  
RELATIONAL  DIALECTICS  THEORY  

KEY  TERMS  
•   Monologic  approach:  an  approach  framing  contradiction  as  either/or    
•   Dualistic  approach:  an  approach  framing  contradiction  as  two  separate  
entities  
•   Dialectic  approach:  an  approach  framing  contradiction  as  both/and    
•   Totality:  acknowledges  the  interdependence  of  people  in  a  relationship    
•   Contradiction:  the  central  feature  of  the  dialectic  approach;  refers  to  
oppositions    
•   Motion:  refers  to  the  processual  nature  of  relationships    
•   Praxis:  refers  to  the  choice-­‐‑making  capacity  of  humans  
•   Autonomy  and  connection:  an  important  relational  tension  that  shows  
our  conflicting  desires  to  be  close  and  to  be  separate    
•   Openness  and  protection:  an  important  relational  tension  that  shows  
our  conflicting  desires  to  tell  our  secrets  and  to  keep  them  hidden    
•   Novelty  and  predictability:  an  important  relational  tension  that  shows  
our  conflicting  desires  to  have  stability  and  change    
•   Interactional  dialects:  tensions  resulting  from  and  constructed  by  
communication    
•   Contextual  dialects:  tensions  resulting  from  the  place  of  the  relationship  
within  the  culture    

•   Public  and  private  dialect:  a  contextual  dialect  resulting  from  a  private  
relationship  and  public  life    
•   Real  and  ideal  dialect:  a  contextual  dialectic  resulting  from  the  
difference  between  idealized  relationships  and  lived  relationships    
•   Cyclic  alternation:  a  coping  response  to  dialectical  tensions;  refers  to  
changes  over  time    
•   Segmentation:  a  coping  response  to  dialectical  tensions;  refers  to  
changes  due  to  context    
•   Selection:  a  coping  response  to  dialectical  tensions;  refers  to  prioritizing  
oppositions  
•   Integration:  a  coping  response  to  dialectical  tensions;  refers  to  
synthesizing  the  opposition;  composed  of  three  sub-­‐‑strategies  
•   Neutralizing:  a  substrategy  of  integration;  refers  to  compromising  
between  the  opposition    
•   Disqualifying:  a  substrategy  of  integration;  refers  to  exempting  certain  
issues  from  the  general  pattern    
•   Reframing:  a  substrategy  of  integration;  refers  to  transforming  the  
oppositions  
NOTES  
RDT  as  a  Glance  
•   Relational  life  is  in  constant  motion  
•   Partners  in  relationships  have  conflicting  desires  throughout  the  
relationship    
•   People  try  to  reconcile  their  conflicting  desires  
Introduction  
•   RDT  takes  a  dialectical  approach  in  explaining  the  ongoing  tensions  
between  contradictory  relational  impulses  
o   Monologic:  contradictions  as  either/or    
o   Dualistic:  contradictions  as  separate  
o   Dialectic:  contradictions  as  both/and    
Assumptions  of  RDT  
•   Relationships  are  not  linear    
o   Individuals  swing  back  and  forth  between  contradictory  desires    
o   View  relationships  in  terms  of  complexity,  not  with  regard  to  their  
progress  
•   Relational  life  is  characterized  by  change    
o   As  people  experience  new  life  events,  they  and  their  relationships  
change    

•   Contradiction  is  the  fundamental  fact  of  relational  life  
o   Tensions  are  constant  and  ongoing    
•   Communication  is  central  to  organizing  and  negotiating  relational  
contradictions    
o   RDT  gives  communication  a  central  role  in  relational  life    
Elements  of  Dialectics  
•   Totality  
o   Interdependence  with  each  other  and  contexts  
•   Contradiction  
o   Dialectics  result  from  the  oppositions  experienced  in  
relationships    
•   Motion  
o   Relationships  change  over  time  
•   Praxis  
o   Humans  as  rational  decision-­‐‑makers    
Basic  Relational  Dialectics  
•   Three  major  types  of  interactional  dialectics  
o   Autonomy  and  connection  
§   Simultaneous  desires  to  maintain  independence  and  to  be  
intimate    
o   Openness  and  protection  
§   Conflicting  desires  to  be  open  but  to  maintain  a  sense  of  
privacy    
o   Novelty  and  predictability    
§   Conflicting  desires  to  experience  the  comfort  of  stability  and  
the  excitement  of  change    
•   Two  major  types  of  contextual  dialectics  
o   Public  and  private  dialectic    
§   The  tension  experienced  from  having  a  private  relationship  
in  a  public  life    
§   Public  expectations  favor  kin  relationships  over  friendships    
§   Double  agency  
o   Real  and  ideal  dialectic    
§   Contrasting  expectations  with  realities  of  a  relationship    
§   Expectations  may  be  idealized    
Beyond  Basic  Relational  Dialectics    
•   Interactional  Dialectic  à      Context  Where  Found  
o   Judgement-­‐‑acceptance  à  friendship    
o   Subordinate-­‐‑equal  à  workplace    

o   Group-­‐‑individual  à  community  group  
o   Ordered  activities-­‐‑emergent  activities  à  community  group  
o   Inclusion-­‐‑exclusion  à  community  group  
o   Acceptable  behavior-­‐‑unacceptable  behavior  à  community  group  
o   Presence-­‐‑absence  à  families/stepfamilies  
o   Joy-­‐‑grief  à  families  
o   Informing-­‐‑constituting  identity  à  televised  friendship    
o   One  parent-­‐‑two  parent  authority  à  stepfamilies  
o   Control-­‐‑restraint  à  stepfamilies    
Responses  to  Dialectics  
•   Primary  strategies  to  manage  dialectical  tensions  
o   Cyclic  alternation  
o   Segmentation  
o   Selection  
o   Integration    
§   Neutralizing  
§   Disqualifying  
§   Reframing  
•   Characteristics  of  strategies  that  manage  dialectical  tensions  
o   Improvisational  
o   Affected  by  time  
o   Complicated  by  unintended  consequences    
Integration  
•   Communication  tradition  
o   Socio-­‐‑cultural  
•   Communication  context  
o   Interpersonal  
•   Approach  to  knowing  
o   Interpretive    
Evaluating  RDT  
•   Parsimony  
o   Too  few  dialectics  
o   Some  new  dialectics  could  fit  into  existing  structure,  preserving  
parsimony    
•   Utility  
o   Explains  the  push  and  pull  of  relational  life  better  than  other  
models    
o   Views  relationships  as  dynamic  rather  than  static    
•   Heurism  

•  
•  
•  
•  
•  

•  

•  

•  

•  

o   Already  stimulated  several  studies    
MIDTERM  REVIEW  FROM  ADOBE  CONNECT  
Shannon  and  Weaver  describe  the  communication  process  
o   As  linear    
From  a  communication  perspective,  ethical  issues  surface    
o   When  messages  potentially  influence  people  
As  a  “stage”  theory,  Social  Penetration  Theory  (SPT)  believes  
relationship  development  occurs  in  a(n)    
o   Systemic  fashion    
In  what  stage  do  partners  start  to  feel  willing  to  engage  in  criticism  
because  they  are  not  typically  viewed  as  a  threat  to  the  relationship?  
o   Affective  exchange  (first  time  you’d  feel  comfortable  doing  this)    
The  basic  philosophical  difference  between  Iowa  and  Chicago  schools  of  
thought  on  Symbolic  Interaction  Theory  centered  on  the  role  of  
generalized  other
...
 The  Iowa  school  had  a  more  quantitative  
approach,  and  the  Chicago  school  had  a  more  qualitative  
approach    
When  dealing  with  tensions,  partners  make  communication  choices  
based  on  what  has  happened  in  the  past  as  they  communication  in  the  
present  about  the  future  of  the  relationship
...
   
o   False  
According  to  the  Wallace’s  wheel  of  science,  most  researchers  tend  to  
strictly  adhere  to  either  deductive  or  inductive  logic,  but  never  use  both
...
   
o   True    

 
 

§   Certain  images  that  are  prevalent  in  society  (ads,  
commercials,  etc
...
   
§   They  become  reproduced  and  perpetuated  –  and  not  always  
on  purpose    
•   When  arousal  occurs,  we  tend  to  pay  more  attention  to  the  message  in  
order  to  understand  the  source  of  the  arousal
...
Privacy has importance for us because it lets us feel
separate from others
...
There are risks that include making private disclosures to the wrong people, disclosing at a bad time, telling too much about
ourselves, or compromising others
...
[We may] increase social control, validate our
perspectives, and become more intimate with our relational partners when
we disclose
...
(pp
...
S
...
S
...
 Would  you  
talk  or  not  talk  about  the  topic  to  the  person?  
•   Findings  
o   Supporters  of  the  dominant  opinion  are  more  willing  to  speak  out  
o   People  refrain  from  speaking  their  opinion  when  they  perceive  it  
will  attract  laughter  or  mockery    
o   Men  from  large  cities  aged  45-­‐‑59  are  more  willing  to  speak  out  
o   Various  ways  of  speaking  out  exist    
o   People  will  voice  an  opinion  if  it  agrees  with  their  own  convictions  
and  fits  with  current  trends  
o   People  will  voice  an  opinion  if  it  aligns  with  societal  views  
o   People  share  their  opinions  more  with  those  who  agree  
o   People  draw  the  strength  of  their  convictions  from  a  variety  of  
sources  
o   People  engage  in  “last-­‐‑minute  swings”  
The  Hard  Core  
•   If  the  majority  opinion  becomes  large  enough,  the  majority  voice  
becomes  less  powerful  because  alternative  opinions  no  longer  exist  
•   Recent  examples  of  “hard-­‐‑core”  groups  include  the  Tea  Party  and  
Occupy  Wall  Street    
Integration  
•   Communication  traditions  
o   Cybernetic  
o   Socio-­‐‑psychological  
•   Communication  context  

o   Mass/media  
•   Approach  to  knowing  
o   Positivistic/empirical    
Critical  Strengths  of  SST  
•   Logical  Consistency  
o   Fails  to  acknowledge  ego  involvement    
o   Avoids  the  issue  of  selectivity  
o   Failure  to  test  fear  of  isolation  assumption    
o   May  be  too  reliant  on  West  German  media  
•   Heurism  
o   Attracts  scholars  
o   Employed  in  studies  on  many  topics    
CHAPTER  25  
CULTURAL  STUDIES  
KEY  TERMS  
•   Alienation:  perception  that  one  has  little  control  over  his  or  her  future  
•   Frankfurt  School  theorists:  a  group  of  scholars  who  believed  that  the  
media  were  more  concerned  with  making  money  than  with  presenting  
news    
•   Neo-­‐‑Marxist:  limited  embracement  of  Marxism    
•   Ideology:  framework  used  to  make  sense  of  our  existence    
•   Culture  wars:  cultural  struggles  over  meaning,  identity,  and  influence    
•   Hegemony:  the  domination  of  one  group  over  another,  usually  weaker,  
group  
•   False  consciousness:  Gramsci’s  belief  that  people  are  unaware  of  the  
domination  in  their  lives    
•   Theatre  of  struggle:  competition  of  various  cultural  ideologies  
•   Counter-­‐‑hegemony:  when,  at  times,  people  use  hegemonic  behaviors  to  
challenge  the  domination  in  their  lives  
•   Decoding:  receiving  and  comparing  messages    
•   Dominant-­‐‑hegemonic  position:  operating  within  a  code  that  allows  one  
person  to  have  control  over  another    
•   Negotiated  position:  accepting  dominant  ideologies,  but  allowing  for  
cultural  exceptions    
•   Oppositional  position:  substituting  alternative  messages  presented  by  
the  media    
NOTES  
CS  at  a  Glance  

•   Media  represents  ideologies  of  the  dominant  class  
•   Media  is  controlled  by  corporations  
o   Information  is  consequently  targeted  with  a  profit  in  mind  
•   Media’s  influence  must  be  considered  when  interpreting  a  culture    
Introduction  
•   Culture  is  influenced  by  powerful,  dominant  groups  
•   Cultural  studies  does  not  refer  to  a  single  doctrine  of  human  behavior    
•   Attitudes  that  critique  a  culture  are  blended    
•   The  media  shapes  public  opinion  of  marginalized  populations  
•   Media  serves  to  communicate  dominant  ways  of  thinking  
•   Media  keeps  the  powerful  in  control    
The  Marxist  Legacy  
•   Cultural  studies  is  neo-­‐‑Marxist  
o   Roots  are  in  writings  of  Karl  Marx  
§   The  powerful  exploit  the  powerless  
§   Powerlessness  can  lead  to  alienation    
Assumptions  of  Cultural  Studies  
•   Culture  pervades  all  facets  of  human  behavior    
o   Culture’s  ideology  
o   Culture  wars  
o   Meaning  is  shaped  by  the  media    
•   People  are  part  of  a  hierarchical  structure  of  power  
o   Power  held  by  social  groups    
o   Power  differentials  between  groups  
o   Subordinate  groups  
o   The  media    
Hegemony:  The  Influence  on  the  Masses  
•   Hegemony  is  the  influence,  power,  or  dominance  of  one  social  group  
over  another  
o   Based  on  false  consciousness  
o   Today’s  corporate  culture  
o   Theater  of  struggle    
Counter-­‐‑Hegemony  
•   Counter  hegemony  is  the  use  of  the  same  strategies  and  resources  as  the  
dominant  group  to  challenge  that  domination    
o   Audiences  are  not  always  compliant  
o   Allows  understanding  of  history  from  other  lenses    
•   Television  shows  as  examples  of  this  phenomenon    

o   The  Cosby  Show  
o   The  Simpsons    
Audience  Decoding  
•   An  audience  decodes  a  message  from  a  position    
o   Dominant-­‐‑hegemonic  
§   Professional  codes  
o   Negotiated  
§   Application  of  “local  condition”  
o   Oppositional  
§   Image  of  beauty    
Integration  
•   Communication  tradition  
o   Critical  
•   Communication  context  
o   Mass/media  
•   Approach  to  knowing  
o   Interpretive    
Critical  Strengths  of  Cultural  Studies    
•   Logical  Consistency  
o   Audiences  and  counter-­‐‑hegemony  
•   Utility  
o   Translates  into  daily  life  and  practice    
•   Heurism  
o   Concepts  applied  to  various  studies    
CHAPTER  23    
USES  AND  GRATIFICATIONS  THEORY  
KEY  TERMS  
•   Mass  Society  Theory:  the  idea  that  average  people  are  the  victims  of  the  
powerful  forces  of  mass  media    (24)    
•   Limited  effects:  the  perspective  replacing  Mass  Society  Theory;  holds  
that  media  effects  are  limited  by  aspects  of  the  audience’s  personal  and  
social  lives    
•   Individual  Differences  Perspective:  a  specific  approach  to  the  idea  of  
limited  effects;  concentrates  on  the  limits  posed  by  personal  
characteristics    
•   Social  Categories  Model:  a  specific  approach  to  the  idea  of  limited  
effects;  concentrates  on  the  limits  posed  by  group  membership    

•   Faction  of  selection:  Schramm’s  idea  of  how  media  choices  are  made:  
the  expectation  of  reward  divided  by  the  effort  required    
•   Parasocial  interaction:  the  relationship  we  feel  we  have  with  people  we  
know  only  through  the  media    
•   Diversion:  a  category  of  gratifications  coming  from  media  use;  involves  
escaping  from  routines  and  problems    
•   Personal  relationships:  a  category  of  gratifications  coming  from  media  
use;  involves  substituting  media  for  companionship  
•   Personal  identity:  a  category  of  gratifications  coming  from  media  use;  
involves  ways  to  reinforce  individual  values  
•   Surveillance:  a  category  of  gratifications  coming  from  media  use;  
involves  collecting  needed  information    
•   Utility:  using  the  media  to  accomplish  specific  tasks    
•   Intentionality:  occurs  when  people’s  prior  motives  determine  use  of  
media  
•   Selectivity:  audience  members’  use  of  media  reflects  their  existing  
interests  
•   Imperviousness  to  influence:  refers  to  audience  members’  constructing  
their  own  meaning  from  media  content  
•   Activity:  refers  to  how  much  the  media  consumer  does  
•   Activeness:  refers  to  how  much  freedom  the  audience  really  has  in  the  
face  of  mass  media    
NOTES  
UGT  at  a  Glance  
•   People  choose  media  to  satisfy  needs  
•   Media  has  a  limited  effect  because  of  user  control    
•   People  are  self-­‐‑aware  
•   “What  do  people  do  with  media?”  
Introduction  
•   Early  mass  communication  theories  used  
o   Mass  society  thinking  
o   “Limited  effects”  theories  
•   UGT  shifter  the  focus  toward  
o   Audience  members’  roles  in  the  mass  communication  process  
o   People’s  tendency  to  actively  seek  out  specific  media  for  specific  
gratifications    
Stages  in  U&G  Research    
•   Stage  One  

o   Extending  the  Needs  and  Motivation  Theory  (Maslow,  1998)  
§   People  actively  seek  to  satisfy  a  hierarchy  of  needs  
§   Once  goals  of  one  level  are  achieved,  people  are  able  to  
move  to  the  next  level    
§   Fraction  of  selection  (Schramm,  1954)  
•   Expectation  of  Reward/Effort  Required  
§   Classifications  of  reasons  people  engage  in  different  media  
behavior  (Herzog,  1944)    
•   Stage  Two  
o   Typologies  representing  reasons  for  media  use  
§   Rubin,  1981  
§   Blumler  &  McQuail,  1969  
§   McQuail,  Blumler,  &  Brown,  1972  
§   Katz,  Gurevitch,  &  Hass,  1973  
•   Stage  Three  
o   Linking  specific  reasons  for  media  use  with  variables  
§   Faber,  2000  
§   Greene  &  Krcmar,  2005  
§   Haridakis  &  Rubin,  2005  
§   Rubin,  1994  
§   Rubin  &  Step,  2000  
•   Reasons  for  acceptance  
o   Limited  effects  researchers    
o   Failure  of  limited  effects  paradigm    
o   Desirability  and  achievement  of  specific  media  effects    
o   Lack  of  research  on  those  outside  of  the  dominant  paradigm    
Assumptions  of  UGT  
•   The  audience  is  active  and  its  media  use  is  goal  oriented  (26)  
•   The  initiative  in  linking  need  gratification  to  a  specific  media  choice  
rests  with  the  audience  member  
•   The  media  compete  with  other  sources  for  need  satisfaction    
•   People  have  enough  self-­‐‑awareness  of  their  own  media  use,  interests,  
and  motives  to  be  able  to  provide  researchers  with  an  accurate  picture  
of  that  use  
•   Value  judgments  of  media  content  can  only  be  assessed  by  the  audience    
•   Ways  to  classify  audience  needs  and  gratifications  
o   Diversion  
o   Personal  relationships  
o   Personal  identity    

o   Surveillance    
•   Methodologies  used  in  uses  and  gratifications  studies  include  
o   Interviews  
o   Direct  observation  
o   Surveys  
The  Active  Audience    
•   Types  of  audience  activity  associated  with  media  consumption  
o   Utility  
o   Intentionality  
o   Selectivity  
o   Imperviousness  
•   Activity:  What  the  media  consumer  does  
•   Activeness:  The  audience’s  freedom  and  autonomy  in  the  mass  
communication  situation    
Media  Effects  
•   How  could  researchers  maintain  limited  effects  concepts  with  so  much  
evidence  of  media  influence?  
•   Uses  and  effects  model  (Windahl,  1981)  
•   Media  and  gratifications  are  intertwined  with  the  world    
•   Ways  social  situations  and  media  are  intertwined  (Katz  et  al
...
,  1974)  
o   Are  the  mass  media  instrumental  in:  
§   Creating  this  social  situation?  
§   Making  the  satisfaction  of  this  situation’s  needs  so  crucial?  
§   Making  the  media  seem  the  most  effective  means  to  gratify  
our  needs?  
Uses  and  Gratifications  and  the  New  Media  
•   Cellular  phone  (Leung  and  Ran  Wei,  2000)  
•   Video  game  playing  (Sherry  et  al
...
S
...
 TRUE    
•   The  primary  concern  related  to  Groupthink  is  that  the  group  may  arrive  
at  a  flawed  decision  if  the  desire  for  unanimity  overrides  the  desire  for  a  
thorough  consideration  of  all  relevant  information
...
 TRUE  

•   According  to  Weick,  organizations  and  their  environments  change  so  
rapidly  that  it  is  unrealistic  to  show  what  they  are  like  now,  because  
that’s  not  the  way  they’re  going  to  be  later
...
 
TRUE  
 


Title: Communication Theories
Description: Notes for communication theories.