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Title: AQA A Level History Notes: Revolution and dictatorship: Russia, 7042/2N
Description: A/A* A level History Notes: AQA A Level History: Revolution and dictatorship: Russia, 7042/2N
Description: A/A* A level History Notes: AQA A Level History: Revolution and dictatorship: Russia, 7042/2N
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1) DISSENT AND REVOLUTION 1917 ***
CAUSES OF THE DOWNFALL OF THE TSAR NICHOLAS II/ THE FEBRUARY
REVOLUTION 1917?
POLITICAL
1
...
He made poor decisions that led to worsening
relations with the government and increased hardship for civilians and soldiers alike
...
• He was detached from the plight of the Russian people and his policies also alienated ethnic
minorities
...
This group wanted to have more control over the war
...
This alienated
many liberals and arguably the Progressive Bloc could have saved his position
...
• However, Nicholas was not well educated in the tactics of war
...
• Graham Darby stated that Nicholas II was removed by his own class
...
2
...
Alexandra
was not hugely popular
...
• Alexandra influenced appointment of ministers to the government
...
She appointed less threatening, incompetent ministers to replace those who knew
how to govern
...
• Rasputin was a monk from Siberia, who was rumoured to be a member of an extreme
underground sect that had split from the Orthodox Church
...
• To the Russian people, Rasputin symbolised everything that was wrong with imperial
government
...
Rasputin's murder by royalists at the end of 1916, came too late to undo the damage he had
caused
...
Revolutionary groups
• The membership and influence of revolutionary groups had been severely reduced by 1914,
mainly through the repressive tactics of Stolypin and the Okhrana
...
• Revolutionaries managed to assassinate Stolypin in 1911
...
Despite the Bolsheviks holding influence over many workers, Lenin had no part in bringing
about the February Revolution
...
IMPACT OF WW1
• ‘The war was the most divisive issue for the Provisional Government
...
Military defeats
• World War One was a total disaster for Russia
...
• In 1915, Germany turned the full weight of its power against Russia and launched a series of
onslaughts, including the Gorlice-‐Tarnow Offensive and the 2nd Battle of the Masurian Lakes
...
The Russians were forced into retreat
...
• The Russian people looked for someone to hold to account for their suffering
...
This made him a suitable target for
discontent
...
The series of defeats
and humiliations continued
...
• The War brought terrible suffering for soldiers and civilians alike
...
Morale during this time was very low and
the myth of the army as the Russian ‘steamroller’ was no longer
...
The supply of rifles and artillery shells to the Eastern Front
was vastly improved, and in the Brusilov Offensive of June 1916, Russia achieved significant
victories over the Austrians
...
Economic impact
• Russian industry moved into crisis during the war
...
This resulted in shortages of raw materials and finished goods
...
• Russia had an underdeveloped railway system
...
This made it more difficult to keep
the cities supplied with food
...
E
...
They used wooden ploughs
...
This led to a major shortage of
manpower on the farms and a corresponding fall in production
...
The price of even the most basic foods
was rising steeply
...
This made life increasingly difficult, particularly for poorer
people
...
1
...
By 1916 a third
had been injured
...
Peasant livelihoods were
obliterated
...
2
...
City administrations
faced added pressure to provide housing and services
...
• Living conditions deteriorated, especially as a result of shortages in the shops
...
• There was a severe lack of food in Moscow
...
g
...
• In January 1917, in commemoration of Bloody Sunday, 140 000 workers went on strike in
Petrograd
...
• In the following days, strikes and demonstrations took place
...
• As the number of people on the streets of Petrograd increased, soldiers refused orders to fire
on the crowds
...
• The Petrograd Soviet was established and issued Order #1, announcing that soldiers had the
right to elect their own officers
...
REASONS FOR THE FALL OF THE PROVISIONAL GOVERNMENT/ WHY DID THE
BOLSHEVIKS SEIZE POWER IN OCTOBER?
FAILURES OF THE PROVISIONAL GOVERNMENT
1) The establishment of Dual Authority
• They never really ruled Russia from the start as they shared power with the Petrograd Soviet
...
• Shown through Order No
...
Its members should only obey the Provisional Government if the
Soviet agreed with it
...
• There were divisions within the Government, particularly between socialists and liberals
...
2) No change
• It did not really carry out any major reforms
...
This gave opponents like the Bolsheviks the freedom to attack
the government for the problems that they were not solving
...
For example, the delay to the promised land reform
and the delay in calling a constituent assembly
...
• Did not deal with opponents and thus they allowed Lenin to preach “all power to the Soviets”
...
3) Mismanagement of WW1
• ‘The war was the most divisive issue for the Provisional Government
...
Enough troops scraped together to form an
offensive but inevitably failed
...
Morale declined and
desertions increased
...
• The government underestimated the Bolsheviks as the Kerensky Offensive actually pushed
them to Revolution
...
’ (Service)
• April 1917 Lenin returns from exile in Switzerland
...
• April Theses distinguished the Bolsheviks from the other parties
...
He won
masses of support through his speeches and propaganda
...
He persuaded
followers not to cooperate with the Provisional Government and pursue a revolutionary path
...
‘History will not forgive us if we do not assume power now’
...
He took careful steps and was hostile to uncontrolled action
such as the premature July Days and his fleeing to Finland to preserve his authority
...
He returned at a personal risk to force the Committee into action in October
...
Lenin had a programme for political takeover, which was essential for the takeover of
power (beyond the military action led by Trotsky on 24/25th October)
2) Trotsky
• Trotsky had more direct experience of leadership than Lenin
...
Became
Chairman of Petrograd Soviet (September) turning it into the instrument of the Bolsheviks
...
He dominated the All-‐Russian Congress
of Soviets (June 1917) after his return (May)
...
• He was an expert strategist and won the loyalty of the capital’s troops and created the ‘Military
Revolutionary Committee’, which he personally supervised
...
He also supported Lenin’s side against
Kamenev and Zinoviev’s Revolution
...
Russian General made an attempt to seize power and the
Provisional Government was powerless under Kerensky
...
This resulted in a big increase in support for the
Bolsheviks and by September they gained control of the Petrograd Soviet
...
POPULAR ASPIRATIONS
“Peace, bread and land”
• Peasants wanted land, workers wanted bread and soldiers wanted peace
...
• (Kenez) ‘The Bolsheviks seized power because the country was in the throes of anarchy
...
Relatively few people were actively involved
...
They
went from 75,000 (11%) of the votes in July to 198,000 (51%) of the votes in October
...
• Reactions to the dissolution of the Constituent Assembly
...
• The response of foreign powers to the Revolution
...
• The continued shortages in the economy
...
g
...
• The Whites are supported by foreign powers and the Czech Legion
...
Life during the civil war
Life during the Civil War was described as a ‘almost in ruins, as if a hurricane had swept over it’
(Goldman) and a ‘madhouse’ (Robien)
...
They moved their
capital to Moscow, at the hub of the railway network
...
• This area also contained the main armament factories in Russia, so the Bolsheviks could carry
on producing war materials
...
• The central area was heavily populated (much more than White-‐held areas) so the Bolsheviks
were able to conscript large numbers to fight
...
• Whites were scattered around the edges of this central area, separated by large distances
...
They had no telephone links so they had to use officers on
horseback to convey messages
...
• Trotsky organised the Red Army into an effective fighting force
...
• The Whites were made up of different groups who had entirely different aims and beliefs
...
This made it hard for them to cooperate and impossible to develop a
political strategy
...
There was little chance that the Whites could develop a military strategy
...
For example,
other generals were suspicious of Kolchak’s motives and intentions
...
Personally brave, he took his special forces to the
parts of the Front where the fighting was fiercest
...
• Discipline was very tough in the Red Army; the death penalty was used frequently
...
They
would be machine-‐gunned by their own side
...
They reminded the soldiers of
the worst aspects of the Russian army and tsarist rule
...
Many soldiers deserted
...
• Denikin: ‘I can do nothing with my army
...
• In Omsk (Kolchak’s base) uniforms and munitions supplied by foreign interventionist
governments were sold on the black market and officers lived in brothels in a haze of cocaine
and vodka
...
4) SUPPORT
Peasants
• The support of the peasants was crucial since they supplied the main body of soldiers for both
sides
...
• Lenin had legitimized their right to land while the Whites made it clear that land would be
restored to its formed owners
...
• As a result, peasants were inclined to support the Reds
...
This
antagonised national groups (separists) such as the Ukrainians and Georgians who were looking
for more autonomy in their affairs or complete independence
...
Urban Workers
• The Bolsheviks had a core support group of some workers and soldiers but did not have
widespread popular support
...
• But urban workers and peasants wanted to protect the gains of 1917 and the Reds seemed to
offer them their best chance of doing this
...
5) PROPAGANDA
•
•
Foreign intervention should have worked in the Whites’ favour and it did bring them supplies
and weapons, but it was half-‐hearted and ineffective
...
The Whites did not see how valuable it was
...
HOW DID THE BOLSHEVIKS CONSILDATE THEIR POWER BY 1921?
POPULAR POLICIES (PRAGMATIC DECISIONS TO ENSURE SURVIVAL)
1) Ending involvement in WW1
• The Treaty of Brest-‐Litovsk (March 1918) was eventually signed as Germany advanced into
Russia
...
2 million soldiers and a
similar number of civilians died
...
”
2) Lenin’s Decrees
• Lenin’s state capitalism was a pragmatic response to problems facing Russia in 1918
...
• Initial profit from enthusiasm for a better society from ‘Peace, Land, Bread
...
The period is known as the ‘utopian phase’ as optimism was high with the Bolshevik rule
...
(Both October)
• They initially gave peasants what they wanted, to get their support in the first months after the
October Revolution
...
3) War Communism and NEP
• War Communism was unpopular as it brought mass unrest
...
Tambov Revolt and Kronstadt Rising (the largest peasant rebellion since the 18th century)
...
• The NEP introduced because of the Kronstadt Uprising
...
• Bukharin: ‘The NEP will transform the Russian economy and rebuild a broken nation
...
• The NEP was an economic concession to achieve political survival
...
Lenin wanted a peace agreement, as he
knew that the Russian army could not defeat the Germans and he ideologically believed that
the revolution would engulf Germany so it would only be ‘temporary’
...
His approach was ‘neither peace nor war’, which
angered Germany
...
Russia lost lots of that amounted to 1/6th of the
Russian population (62 million people) and 2 million square km of land that produced 1/3 of
Russia’s agricultural produce
...
• Lenin agreed that it was a ‘robber peace’ but Russia had to accept the ‘naked truth’
...
The left SRs argued strongly and much of the
population was against the acceptance of the treaty and its harsh terms
...
• The Left SRs resigned from the Government in protest at the treaty
...
Seen in the Bolsheviks losing the elections to the soviets across Russia in April and
May 1918
...
3) War Communism and NEP
• The tough regime of War Communism helped keep the regime afloat by seizing the grain from
the peasantry and applied tough measures to keep workers in cities to run industries for war
effort
...
USE OF FORCE
• Figes stated that ‘terror was an integral element of the Bolshevik regime from the start
...
• They set up the Cheka (December 1917) as an instrument of terror to deal with opposition and
enforce Communist ideals into their local Guberniya (area)
...
They were outlawed as political
organisations
...
• The Cheka was a formidable force that constantly supported the Bolsheviks and helped them
win the war against ‘internal enemies’
...
This played well
with workers and soldiers and made it difficult for people to criticise the new government
...
This included systematic
censorship, attacks on political rivals, show trials, attacks on the Church and crushing of peasant
revolts
...
GPU periodically harassed Nepmen
...
’ (Service)
• Lenin supported ‘democratic centralism’
...
The very nature of the Civil War meant there was little time to carry out consultation with the
•
•
•
•
•
soviets and other bodies
...
The Politburo took precedent over the Sovnarkom as the decision-‐
making body
...
The collapse of industry became critical by 1918
...
Workers begged for their workplaces to be nationalized to keep
their jobs
...
The peasants became obstinate and unwilling to supply cities with food
...
The ban of factions in 1921 passed by the Tenth Party Congress meant once party policy had
been agreed then it had to be accepted and not challenged, otherwise they would be expelled
...
This tightened the one-‐state party
internally
...
• The victory in the Civil War was a key factor
...
• The weakness of the Whites, as seen through the abandonment of the foreign allies, further
strengthened the Bolshevik consolidation
...
They reminded the soldiers of
the worst aspects of the Russian army and tsarist rule
...
Denikin said: ‘I can do
nothing with my army
...
• Whites were separated by large distances
...
They had no
telephone links so they had to use officers on horseback to convey messages
...
WEAK OPPOSITION
• The opposition was unable to co-‐ordinate action against the government
...
• The SRs and Mensheviks did not take action because they thought that the Bolshevik
government would collapse quickly and the Constituent Assembly would triumph
...
• The army collapsed
...
STALIN’S RISE TO POWER 1924 -‐ 1929
•
•
•
•
WHY WAS THERE NO CLEAR SUCCESOR?
Lenin’s death early in 1924 should not have been unexpected
...
Yet his death still came as a great shock to most Russians
...
He had led Russia through revolution,
the chaos of civil war and the beginnings of recovery from 1921 onwards, leading the Party
towards the promised ‘socialist utopia’
...
The Politburo (mainly Stalin against the wishes of Lenin’s wife) decided to preserve his
body and place it in a mausoleum on Red Square
...
THE STRUCTURE OF THE PARTY
• Although some maneuvering had been going on within the upper ranks of the Party before
1924, it was also difficult for anyone to present themselves as an obvious successor to Lenin
because there was no clear mechanism to elect a new leader
...
• The party had a ‘top-‐down’ structure: power emanated from the top downwards
...
However, the Politburo, the Orgburo and the Secretariat were the key
organisations
...
• Strongly influenced by the ‘ban on factions’ (which Lenin had introduced during NEP in 1921)
...
Once
policy was agreed, it had to be followed by everyone
...
It could be seen as going
against Lenin’s ban on factions if a Party member seemed intent on leading a particular group
...
In this
way it was more difficult for his opponents to challenge him directly for fear of appearing to go
against Lenin’s will
...
When Lenin died, his widow
Krupskaya handed the testament to the Politburo with the intention that it would be made
public in the Party Congress in May 1924
...
If it were to be published, they would all be damaged by its contents
...
• On 22 December 1922, Lenin began writing his testament, on the very same day Stalin had
argued with Lenin’s wife, Krupskaya
...
He also questions the ‘stability’ of Trotsky and expressed doubts about his ability to take the
Party in the ‘right’ direction
...
•
DIVISIONS WITHIN THE PARTY
• Many party members did not want to see one person running the party and the government
...
This was seen as a more socialist way
of running the state
...
• This fear affected the decisions party members took between 1924 and 1926
...
His
arrogant manner and conviction that he knew the direction the party should take seemed to
confirm such fears
...
The
divisions concerned both policy and personality
...
Divisions over NEP and industrialisation
...
• The left of the party, led by Trotsky, Zinoviev and Kamenev, wanted to end NEP and focus on
rapid industrialisation
...
• By 1928, Stalin, who had previously supported the NEP, abandoned his alliance with Bukharin
and came out in favour of rapid industrialisation
...
Russian communism could
not survive alone as it didn’t have the economic resources and the proletariat was too small and
underdeveloped
...
They
reasoned that a world revolution was unlikely, as revolutions had failed in Germany and
Hungary
...
It appealed to Russian patriotism, portraying
Trotsky’s ideas as out of touch
...
He was described as a ”grey blur”
(Sukhanov) and (Westwood) ‘He could stand back and watch his rivals dig their own graves,
occasionally offering his spade to one or other of them
...
Trotsky was ill and on rest holiday
...
In contrast, Stalin was a pallbearer and made a speech, where he promised
to continue Lenin’s legacy
...
• He was well known as a revolutionary hero due to the role he played in the October Revolution
and the civil war
...
Zinoviev and Kamenev
• Zinoviev had a base of support in Leningrad and Kamenev had a base of support in Moscow
...
Bukharin
• A popular figure that was renown as an outstanding theorist and known as Lenin’s ‘golden boy’
...
Lenin and Bukharin were close, and Lenin entrusted
Bukharin with a series of important jobs, including the editorship of the Soviet newspaper
Pravda
...
• He was one of the original 5 members when Lenin set up the Politburo in 1918
...
• When he was Party Secretary he had some control over the business of the Politburo, including
drawing up agendas and papers for the Politburo meetings giving him control over what was
discussed and what information other members received
...
This was a powerful position as Stalin could appoint or
remove 5,500 party officials
...
This was seen
during the Lenin Enrolments of 1924/5, in which the party almost doubled its membership to
one million
...
Stalin’s
practical polices based on nationalism appealed to them
...
Bullock states that the new members were “ready…to accept what they were told”
...
This explains why Trotsky received a hostile reception from 1924 onwards and the
number of delegates who voted the way Stalin wanted
...
POPULAR POLICIES
• ‘Socialism in One Country’ appealed to the party over Trotsky’s ‘Permanent Revolution
...
• It was also very flexible and allowed the leaders to say what was the best way to achieve
socialism at any time
...
This
became the majority of his loyal power base
...
He firstly favored the NEP as this
appealed to many, as it was a continuation of Lenin’s policy and also won over the peasants
...
However, when the NEP became unpopular after 1927, so Stalin changed his stance
...
He allied with the Left and so defeated the Right
...
Lenin describes Stalin as ‘too coarse’ and suggests he
should be removed from his position
...
• It was given to the central committee in 1924 and intended to be read to the Party Congress,
however, the Party agree to not make it public as it would damage all their reputations
(especially Stalin)
...
• This was seen in Lenin’s funeral in 1924:
• Trotsky was ill and on rest holiday
...
In contrast,
Stalin was a pallbearer and made a speech, where he promised to continue Lenin’s legacy
...
He was intelligent in his approach and managed to trick his opponents and
weakening their position whilst strengthening their own
...
• (Deutscher) “He carefully followed the course of debate to see what way the wind was
blowing and invariably voted with the majority… he was therefore always agreeable to the
majority
...
He was described as a ”grey blur”
(Sukhanov)
...
Trotsky who
was the hero of 1905, October and the Civil War – a courageous man of action
...
’
MISTAKES AND WEAKNESSES OF THE OPPONENTS
Trotsky
• One of the Bolsheviks’ greatest orators had a strong power base built from the Red Army and
younger members, especially students
...
• Bolsheviks did not see him as a loyal member of the party, with him only joining in August 1917
...
He did not take advantage of Stalin’s shortcomings
...
’
Boris Bazhanov, Stalin’s secretary during the mid-‐twenties, said that ‘Trotsky felt it beneath his
dignity to cross swords with a man as intellectually undistinguished and personally
contemptible as Stalin’
...
Both cities were well represented at the Party Congress
...
• They feared Trotsky more than Stalin
...
• E
...
Bukharin
• A popular figure that was renown as an outstanding theorist and known as Lenin’s ‘golden boy’
...
•
•
•
ECONOMIC CHANGE ***
(1918-‐21) WAR COMMUNISM/ WHAT LEAD TO THE NEP?
•
There were not only economic problems that Lenin faced in the summer of 1918
...
The whole economy of the Red-‐held part of
Russia was geared towards the needs of the army
...
ECONOMIC PROBLEMS
• Food crisis of 1921 and shortages of foods and goods e
...
reduction of 1/3 in the bread ration
saw riots and strikes in cities such as Moscow and Petrograd
...
The labour force was given priority along
with Red Army soldiers
...
The smallest rations (barely enough to live on) were given to the middle classes who were
named ‘the former people’
...
However, the state-‐trading organisation was
chaotic and industry was not producing enough consumer goods
...
• Industrial production fell well below 1913 levels
...
Moscow declined by 44
...
• The abolition of money
...
Money
became worthless, leading to workers being paid through their rations and public services being
provided freely
...
5 million died from starvation
...
Wheat harvests
went into decline
...
• Robert Service states that evidence from the Russian archives confirmed that the situation
between 1918 and 1920 was ‘extremely chaotic’ and the Bolshevik control was limited
...
(May 1918) Food Supplies Dictatorship was set up to establish the forcible requisitioning
of grain
...
They made sure quotas were
filled even if peasants were starving
...
For example, one Cheka man had his stomach split open and was stuffed with grain
...
• 155 risings across Russia in Feb 1921
...
100,000 Red army troops deployed in response
...
It was the largest peasant rebellion since 18th century
...
They were angry at
their economic plight, low food rations and state violence
...
There were fines for lateness and
absenteeism
...
Piece-‐work rates were bought back along with bonuses and a work book that was needed to
get rations
...
• Martial Law declared in Jan 1921 and the Cheka had to be used as the soldiers refused
...
The Kronstadt sailors sent a manifesto to Lenin demanding
an end to one-‐party Communist rule
...
Kronstadt
Naval base had been a hub of political opposition to the Provisional Government and loyal
supporters of Lenin during the October Revolution, however, now in 1921, they are the key
opponents of the Bolsheviks
...
15,000 rebels
imprisoned and leaders shot
...
This
marked a crisis for the Bolshevik Party and made Lenin realise that it was time for radical
change
...
Petersburg
...
• The Terror was supposed to terrify all hostile groups
...
This was because no one was really
certain who the counter-‐revolutionaries were
...
• Official death records of the Cheka (1918-‐20) were 13,000 but the real figure was nearer
300,000
...
The Bolsheviks did not want to take
responsibility for the shooting of Tsar Nicholas and his family and servants
...
• Figes stated that ‘terror was an integral element of the Bolshevik regime from the start’
• Also ‘each local Cheka had its speciality
...
’
HOW THE NEP DEALT WITH THIS:
• Grain requisitioning was abolished and was replaced by a ‘tax in kind’ so only a fixed proportion
and smaller amount of their grain went to the state
...
• Ban on private removed this meant food and goods could flow more easily between the
countryside and towns
...
PARTY DIVISIONS/ POLITICAL
• The workers’ opposition group set up by Alexander Shlyapknikov and Aleksandra Kollontai
argues for greater worker control, removal of managers and military discipline in factories
...
g
...
They wanted an alternative to war communism
...
• Left-‐wing SRs protested the Treaty of Brest-‐Litovsk
...
For example,
shooting the German ambassador (July 1918), to try wreck the Russian relationship with the
Germans
...
2 other Bolshevik Party leaders were murdered
...
• From June onwards the SRs were arrested in large numbers, as well as other groups of
opposition
...
HOW THE NEP DEALT WITH THIS:
• It caused more division that it solved; however, these were papered over by the ‘Ban on
Factions’
...
HOW SUCCESSFUL WAS THE NEP (1921-‐27)?
FEATURES OF THE NEP
• Grain requisitioning was abolished and was replaced by a ‘tax in kind’ so only a fixed proportion
and smaller amount of grain went to the state
...
• Ban on private removed this meant food and goods could flow more easily between the
countryside and towns
...
• State kept control of heavy industry
...
’
• By 1922 the results of the NEP were better than anyone expected
...
• Agricultural production recovered from 37
...
8 million tonnes in
1926
...
• Industrial production made a rapid recovery
...
Larger-‐scale industry took longer to recover but recovery was well under way by 1924
...
There were around 25,000 of
these private traders in Moscow alone in 1925
...
They
were hated as they were seen as representatives of capitalism, openly flaunting their wealth
...
They were generally tolerated
as long as taxes were paid
...
• Scissors Crisis in 1923, there was an imbalance as the large quantities of foods that entered
cities causing food prices to drop
...
This gap widened rapidly
...
Consequently, the government capped the industrial prices
and gave peasants money taxes, forcing them to sell
...
’
• NEP did not solve the fundamental problems of the Soviet economy, which still had many
backward features compared to other advanced countries
...
They found there was not much point in
having surplus money because there was little they could buy with it
...
As a
result, the grain procured by the state at the end on 1927 was about three-‐quarters of what it
had been in 1926
...
Urban workers
• They were better off at any time before the revolution
...
• Most industrial organisations were still hierarchical and the trade unions tended to support
government-‐appointed managers rather than their own members
...
High-‐unemployment persisted throughout the
NEP
...
So large numbers of jobless,
unsupported women ended up on the streets
...
For example, in Smolensk in 1929, the factory committee of a cement works reported
‘many workers have families of six and seven people, and live in one room
...
• It was not the workers paradise and ‘socialist utopia’ that the revolution had promised
...
The secret police grew in importance during the
NEP
...
• The GPU periodically harassed and arrested Nepmen as speculators and class enemies in order
to assure left Communists and the urban workers were keeping capitalist tendencies under
control
...
100,000 Red army troops deployed in response
...
It was the largest peasant rebellion since 18th century
...
• Villages that supported the Reds were supported with salt (a vital commodity in food
preservation) and manufactured goods
...
Attacks on the Church
• The Church enjoyed a revival at the beginning of the NEP and was seen as a rival to Communist
power
...
• The Union of the Militant Godless was established in 1921 to challenge the Church directly
...
When clergy and local people tried to protect their churches there were violent clashes
...
Censorship
• This became much more systematic
...
In the same year, prepublication censorship was introduced
...
POLITICAL
Attacks on political rivals
• The Mensheviks and SRs had become much more popular during the strikes and revolts
...
• The Mensheviks and SRs were outlawed as political organisations
...
They accused old
colleagues of heinous crimes including a claim that the Central Committee of the SRs authorized
assassination attempts on Lenin or collaborated with Denikin
...
Party Divisions
• To many Bolsheviks the NEP was regarded as a retreat back into capitalism
...
• Zinoviev tried to appease the discontent by calling only ‘temporary’ and ‘a tactical retreat’
• The ban on factions 1921 introduced to avoid movements like the Workers’ Opposition
...
In 1921 the Tenth Party Congress passed a
‘ban on factions’
...
• In 1923 the nomenklatura system was introduced
...
The central party bodies could only
appoint the holders of these posts
...
People
who wanted promotion did what they were told
...
Always fear over security
...
’
• Need for security started at the beginning of the Russian Civil War 1918 when the French, USA
and British all supported the Whites, the Bolsheviks expected the possibility of invasion at any
time
...
Stalin believed this was supposed to unite Europe against the Communist threat
...
• Further, neighbours China continued the persecution of Communists and Poland had a new
anti-‐Bolshevik leader
...
• Sought a level of industrialisation that would support the USSR in attempts to rapidly construct
a modern military capable of defending them from foreign invasion
...
• To fight a modern war, a country had to have a well-‐developed industrial base to manufacture
the huge quantities of weapons and munitions that would be required
...
Economic improvements
additionally helped interests of national security, as a largely self-‐supporting nation then it
would provide stability during wartime
...
• The USSR economy in 1928 had shown clear recovery since its near collapse in 1921, but it was
barely exceeding 1916 levels of industrial production
...
Even Japan surpassed
this
...
• The grain crisis 1927-‐28 was a result of an abundance of cheap grain to be sold to the city, but
nothing for the peasants to buy as Russia was producing so little
...
• He did not want the new socialist state to be at the mercy of the peasantry
...
This would make it self-‐sufficient and more independent in the world
...
• Overall, the desire to industrialise and frustration towards the NEP was born out of fear of
immanent invasion
...
IDEOLOGICAL
• According to Marxist theoreticians, socialism could only be created in a highly industrialised
state where the overwhelming majority of the population were workers
...
• Ideological issue of NEP allowing small level of private trade, characterised by Bukharin saying
to the peasantry “enrich yourselves”
...
• The NEP failed to create a true proletariat class that was needed to support a Socialist Utopia,
increasing the desire for industrialisation
...
• The Communist life should be a good life and people in other parts of the world should
appreciate what it had to offer working people
...
• The ideological beliefs of many of the Bolsheviks, such as Stalin, were influential voices in
encouraging rapid industrialisation
...
• His economic policies were central to this
...
The ‘revolution from above’
...
This was
intended to increase his powerbase, so he could outflank Bukharin
...
WAS COLLECTIVISATION A SUCCESS (1929-‐41)?
ECONOMIC SUCCESS
Efficiency
• Larger units of lands could be farmed more efficiently though the use of mechanization
...
• Experts helped peasants farm in modern ways i
...
using metal ploughs and fertilisers
...
• Soviet regime extended their control over the countryside thus peasants would never be able to
fully resist the regime
...
This strengthened his
credibility by following Marxism
...
Law of seventh-‐eights (Aug 1932) disobedience resulted in prison time or forced labour
...
2
...
HUMAN COST
• Industrialisation not a great enough benefit to justify such a great human cost
...
’
• December 1929 Stalin announces ‘liquidisation of kulaks as a class’ and in February 1930 ‘all
necessary measures’ could be used against the kulaks in a decree
...
• This was seen as the start Stalin spoke of 5-‐6 million kulaks and later 10 million
...
• By the mid 1930s kulaks had disappeared as a class
...
Famine in late 1932
• Robert Conquest in ‘Harvest of Sorrow’ said 7 million died
...
• Holodomor (the terror famine in Ukraine) in spring 1932
...
It was remembered as a genocide by some in Ukraine as it was a man made famine
...
• (Ward) ‘cannot be grasped merely by reciting statistics…the whirlwind which swept across the
countryside destroyed the way of life of the vast majority of the Soviet people
...
Industries such as coal mines
and steelworks were particularly targeted by this plan in order to kick start the Soviet economy
...
• Despite this apparent success, the first plan contained targets for industry that were viewed as
'hopelessly unachievable' by industrial leaders
...
• Because of these increments, two revisions of the plan were made in 1929: the basic plan and
the optimum plan
...
The latter was chosen
...
• Additionally, the plan itself was considered much better prepared than the first, whilst its
organisation was less chaotic and more ambitious
...
• A larger share of investment was given to the production of consumer goods and led to a boost
in worker morale
...
Workers were now driven by financial and
material incentives rather than fear
...
Moreover, the targets were still hopelessly optimistic and were not met, particularly in
consumer goods and housing development
...
The Third Five Year Plan: 1938 -‐ 1941
• By the late 1930s and the consequent outbreak of the WW2, Stalin turned the attention of his
plans to focus almost entirely on defence; they were now preparing for war with Germany
...
• Stalin himself oversaw the defence aspects of the plan, ending Gosplan's control over the
military economy and took complete control for himself
...
• With no moderates to solve the issues of productivity and worker satisfaction, the third plan
was not challenged
...
The plan itself was cut short on June 22nd 1941 when Hitler announced his declaration
of war on Russia
...
• The changes would be administered from a ‘command economy’, which relied on centralised
planning and control by government commissariats overseen by the Party
...
Socio-‐Political
• Stalin wanted urbanization and thus the Soviet Union would become an urban economy, with
secure and loyal control of the proletariat
...
Stalin went against Bukharin who wanted to continue the NEP and stated that
Russia should be industrialised
...
• But the improvements in production between 1928 and 1937 were phenomenal:
Coal from 36 million tonnes to 130 million tonnes
Iron from 3 million tonnes to 15 million tonnes
Oil from 2 million tonnes to 29 million tonnes
Electricity from 5,000 million to 36,000 million kilowatts
• Metallurgy developed so minerals such as copper, zinc and tin were mined for the first time
...
• Stalin emphasised heavy industry, helping lay a foundation for victory in WW2
...
4% but by 1940 it increased to 32
...
•
•
•
•
By 1940 the USSR had overtaken Britain in iron and steel production
...
The rapid development of Magnitogorsk was at the forefront of Stalin’s FYPs in the 1930s as it
acted as a showpiece of Soviet achievement
...
It was intended to be a
cultural training ground
...
There were statues of ‘great figures of social and revolutionary activity’ and
he provided 66 names and personally unveiled the joint statue of Marx and Engels
...
The best example of mass street theatre was the great re-‐enactment of the
storming of the Winter Palace (November 1920), involving 10,000 people and the Palace itself
...
’ It was fully established in the years 1933 to 1939, although it reached its
height after WW2
...
Education had the role of indoctrination since 1917 and it was a critical tool for building a
socialist society
...
Virtually
everyone in Magnitogorsk, even those who worked full time, attended some form of schooling
that reinforced the socialization and politicization that was experienced at work
...
School prepared children for the disciplined work environment, so the day
consisted of test and homework and uniforms were compulsory
...
Shulgin was a radical who favoured the project method where education focused on socially
useful work
...
The Young Communist League/ Komsomol was established in 1926
...
Within art, Stalin featured heavily in the Socialist Realist images to help support his cult of
personality
...
Landscape art became popular, where
•
•
•
•
•
•
•
•
•
Soviet man tamed nature
...
• The ‘General’ winter of 1941-‐1942 was actually the coldest of the twentieth century
...
Stalin ultimately chose the Sovietisation of Eastern Europe over a continued Alliance with the
West
...
20 million killed (1 in 8 of the population), including 98,000
collective farms
...
• By the 1950s 25% of total expenditure went on military (atomic bomb)
...
• This priority was highlighted in his orders for the 4th5YP in 1945
...
They set ambitious
targets for industry and agriculture
...
• Stalin also stated that the 4th5YP’s ‘main task’ was to ‘rehabilitate the devastated regions of
our country, to restore industry and agriculture to pre-‐war levels
...
He wanted reparations from Germany and a say in its post-‐war situation
...
•
Comecon (January 1919) prioritised economic recovery
...
It was important helping Stalin maintain his autocratic power, as well as keeping Russia secure
...
•
•
SECURITY
• The importance of the bloc and to have a friendly ally or ‘vassal’ state in East Germany was
because of the prospect of a united, non-‐communist Germany after 1945
...
Stalin could
not trust even those closest to him, let alone men such as Churchill, quoted once as saying that
the Bolshevik baby should be strangled in its crib
...
• After Barbarossa, Stalin feared that the British policy was to sit back and watch Germany and
Russia bleed each other dry
...
Stalin believed that ‘Churchill is the kind of man who will pick your
pocket for a Kopeck if you don’t watch him
...
• Even as the war progressed, Stalin’s demands for the 1941 borders remained constant, at Yalta
in 1944 Stalin still felt the need to explain that ‘throughout history Poland was always a
corridor through which the enemy has come to attack Russia’
...
This created a ‘buffer’ to protect from invasion
...
• Stalin viewed the USA bombing of Hiroshima in 1945 as a disadvantage in the power stakes, so
he placed Beria in charge of developing the Soviet atomic bomb and he succeeded in 1949
...
• In the Novikov Telegram (1946), Novikov warned that the USA emerged as an economic power,
bent on world domination
...
• Stalin responded to formation of NATO with the Warsaw Pact (May 1955) and Cominform
(1947) was in response to the Truman Doctrine
...
Shows FP
state
...
To begin industrialisation, Stalin set
•
•
up Five Year Plans, which saw rapid industrial expansion
...
However, the Five Year Plans’ exuberant targets were never met, which was a key trait of
totalitarian governments, as pursuit of a goal, regardless of the cost, was the only ideological
foundation for a totalitarian state, so achievement of the goal can never be acknowledged
...
PROPAGANDA AND CULT OF PERSONALITY
• Finally, Stalin exercised control over the media, particularly to create glorification of his own
cult, which further supported his ability to lead a government under totalitarian control
...
• Communism was no longer a set of theories; it was no longer Leninism, it was whatever Stalin
said and did
...
• Roy Medvedev, a Soviet historian states ‘Stalin did not rely on terror alone, but also on the
majority of the people, who were deceived by cunning propaganda’
...
• The actual extent of Stalin’s popularity is difficult to judge in real terms, however, it is clear that
his presence was glorified through his total control of the media, stressing the complete
totalitarian regime he operated
...
For example,
the Stakhanovite movement
...
• Propaganda also tried to teach a new mentality
...
Stalin told a group of
Soviet writers that they should regard themselves as ‘directing the reconstruction of the human
soul’
...
• Dizzy with Success
• Great Retreat
• Uprisings during Collectivisation
• War priority appeals to patriotism
• After Stalin’s death, Khrushchev’s speech
WAS STALINISM A CONTINUATION OF LENINISM?
•
Stephen Cohen, a revisionist, said Bolshevism contained the ‘seeds’ of Stalinism
...
USE OF FORCE AND TERROR
• Right wing western historians often emphasise the importance of the fact that it was under
Lenin that terror was first used
...
However, Stalin's Russian biographer, Volkogonov, suggests Stalin's
terror had more roots in that of the Jacobins, who turned on their own in the French
Revolution
...
However, Stalin later ordered Trotsky's assassination, a move that would not have
been made by Lenin
...
Of the 1966 party members who attended
the 17th party congress, 1108 were executed
...
’ Also, in the Red Terror,
Lenin himself gave the order for the execution of 50,000 in the Crimea alone
...
• For Trotsky, the purges marked the clear division between Bolshevik philosophy and Stalinism
...
• Both Lenin and Stalin could be brutal and merciless
...
Lenin did this for the October Revolution and during the Civil War
...
• Trotsky saw Stalin as the betrayer of the revolution
...
Whilst Stalin certainly did not stay true to this
Marxist principle, as we see from Stalin's assertion that 'we advance toward the abolition of
the state by way of the strengthening of the state'
...
• It follows, therefore that Stalin's strengthening of the state was an inevitable result of Lenin's
policies
...
Even if during his rule, Lenin ran the
new socialist Russia along similar lines to Stalin
...
Stalin’s policies marked a ‘Great Retreat’ as under Lenin, women had
enjoyed state-‐provided childcare, the right to abortion on demand and the right to divorce their
husbands
...
In
June 1936 he passed the Family Code, which reversed many of Lenin’s changes
...
Stalin rejected
many of the progressive measures introduced during the 1920s and re-‐emphasised traditional
roles for women
...
For
example, 10 million women joined the workforce
...
Both wanted Russia to be more
prosperous and transformed into a world power
...
•
•
•
•
•
The party is attributed with a highly authoritarian structure and it was Lenin's ban on factions
at the 10th party congress, which gave Stalin an opportunity to rise to power, and provided a
base from his dictatorial powers to manifest themselves
...
This accusation seems more
convincing when leveled at Stalin
...
Between the years 1936-‐1939, he had more
than 1 million party members removed from office or killed
...
Once this decision had been
taken, dictatorship was ensured
...
He saw it as a genuine
opportunity for party members to have their views heard and according to his followers
...
WAS STALIN A RED TSAR/ CONTINUATION OF TSARISM? (Unlikely)
AUTOCRACY
TSARISM
• Rule by supreme leader, the tsar, who makes major decisions and has power of life or death
over his subjects
...
• The tsar was supported by the elite, the nobility, whose prime role was to serve
...
• There was a huge government bureaucracy that was slow and impenetrable, as well as lower
levels being corrupt
...
• The secret police, the Okhrana, were used to support the state and deal with critics and
opposition
...
• There was a lack of free speech, with censorship of the press and banning of political parties
...
STALINISM
• Rule by supreme leader of the Soviet Union, with power to sign death warrants
...
• Stalin was supported by the nomenklatura, the elite who held the top positions in the party,
government and armed forced
Title: AQA A Level History Notes: Revolution and dictatorship: Russia, 7042/2N
Description: A/A* A level History Notes: AQA A Level History: Revolution and dictatorship: Russia, 7042/2N
Description: A/A* A level History Notes: AQA A Level History: Revolution and dictatorship: Russia, 7042/2N